CIRCE Management

Compliance | Innovation | Risk Management | Corporate Governance | Education

Compliance

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Because complying with Rules and Regulations not only keeps you and your firm out of trouble, it also protects your reputation.

are you clear about what rules and regulations apply to your business?

do you have a program in place to demonstrate how your firm meets its obligations?

are you comfortable that you have a proper process in place to identify and manage changes in rules and regulations ?

We can provide an independent review of your compliance programme to identify any enhancements required, based on best practices. We support you in designing a plan of actions with adequate priority level for implementation.


We cover the whole range of compliance matters from financial crime to conflict of interest, mis-selling, market conduct and treat the customer fairly. In particular,  we have gained significant experience in the financial services industry in AML-TF, anti-bribery & corruption, tax reporting (FATCA/CRS) and data privacy.